ACI 3I0-002 : ACI THE MODEL CODE EXAMINATION

3I0-002 real exams

Exam Code: 3I0-002

Exam Name: ACI THE MODEL CODE EXAMINATION

Updated: Aug 23, 2026

Q & A: 100 Questions and Answers

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How much ACI FX Global Code Certificate Exam Cost

The cost of this exam is Euro 150 including all taxes but prices for ACI examinations may differ for different countries. Renewal cost for this certificate will be Euro 100 for each time the certification is renewed. Head to the official website of ACI to learn more about the exam cost.

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Introduction to ACI FX Global Code Certificate Exam

The ACI FX Global Code Certificate Exam is the new exam version that has replaced the well known ACI Model Code exam (3I0-002). As Model code exam was retired in 2017, this document will only focus on the ACI FX Global Code Certificate Exam.

The ACI FX Global Code Certificate Exam tests the comprehension of the six topics and 55 principles set out in the Global Code by a person and is an excellent first step in demonstrating compliance with the new Code and a possible differentiator in terms of career advancement. The program is designed for market participants (as specified by the FX Global Code), including buying and selling groups, intermediaries, regulators and central banks, and is applicable to individuals engaged in front-end trading, middle-class, working, compliance and risk functions.

This certification aims to ensure that market participants operate to the highest standards of ethical conduct and best market practices. This Credential is an exemplary first step in demonstrating conformity to appropriate competent authorities with the latest Global Code and a potential differentiator in terms of ‘Code compliance' and career growth.

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ACI 3I0-002 Exam Syllabus Topics:

SectionObjectives
Topic 1: Operational Controls- Post-trade processes
  • 1. Record keeping
  • 2. Error handling
  • 3. Trade confirmation
  • 4. Settlement procedures
Topic 2: General Principles of Conduct- Market integrity
  • 1. Professional behavior
  • 2. Confidentiality obligations
  • 3. Conflicts of interest
  • 4. Honesty and fair dealing
Topic 3: Dealing Practice- Trading procedures
  • 1. Broker relationships
  • 2. Firm and indicative quotations
  • 3. Voice and electronic trading practices
  • 4. Deal execution and confirmation
Topic 4: Disputes and Professional Standards- Resolution procedures
  • 1. Mediation principles
  • 2. Handling disputes between counterparties
  • 3. Adherence to the Model Code
Topic 5: Risk Management and Compliance- Control framework
  • 1. Operational risk management
  • 2. Credit and settlement risk
  • 3. Internal controls
  • 4. Compliance responsibilities
Topic 6: Introduction and Scope of the Model Code- Purpose and objectives
  • 1. Professional standards and ethical principles
  • 2. Role of the Model Code in OTC financial markets
Topic 7: Market Practice- OTC market conventions
  • 1. Foreign exchange market conventions
  • 2. Derivative transaction practices
  • 3. Money market conventions

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